Our investment professionals have experience spanning more than two decades of market cycles and hail from a variety of backgrounds including research, trading, and portfolio management.
Chief Executive Officer
Portfolio Manager, Investment Grade Corporate Bond Investments
Mr. Klein, who has nearly 30 years of industry experience, is the Lead Portfolio Manager for the Granite Springs Total Return Fund. Previously, Mr. Klein served as the President and Chief Investment Officer of Citation Advisors, LLC, a subsidiary of Mitsubishi Corporation Asset Management. Prior to Citation Advisors, he served as a Senior Managing Director, Lead Portfolio Manager, and member of the Executive Committee at Aladdin Capital Holdings LLC, where he managed credit assets including the Citation Funds. Prior to Aladdin, Mr. Klein was a Managing Director at Dresdner Kleinwort LLC. As the head of credit asset management in the U.S. (2004-2008), he directed a group that managed a multibillion dollar portfolio of long/short proprietary assets. From 2001-2003, he was the head of credit flow trading in the U.S. for Dresdner. Mr. Klein has also worked at Paine Webber International Ltd., Oppenheimer & Company Inc., and Salomon Brothers Inc., where he held various credit trading and management roles. Mr. Klein holds a bachelor’s degree in Government from Cornell University.
Chief Investment Officer
Portfolio Manager, Corporate Bond Investments
Randy Masel began his career on Wall Street as a corporate bond analyst at Paine Webber, Inc., where he held several senior-level research positions and ultimately became the firm's Head of U.S. Credit Research. Prior to joining Granite Springs in January of 2014, Randy was a portfolio manager and credit analyst with JAE Credit Management. He also formerly held senior-level positions at Millenium Partners, Moore Capital Management, and James Caird Asset Management. Randy has more than 30 years of experience in the credit markets as a banker, credit analyst, and portfolio manager. Upon his arrival in 2014, Randy launched the high-yield corporate bond strategy. He serves as a key asset to the other financial advisors on the team in addition to running this portfolio.
Randy earned a Bachelor of Arts from Washington University in St. Louis in 1977 and an MBA from Harvard University in 1981.
Chief Operating Officer
Chief Risk Officer
Ben joined the firm as a Managing Director in October of 2014. Ben spent the first 10 years of his career as a market maker and trader of US Government Bonds for several firms including JP Morgan and HSBC. Just prior to joining Seelaus, Ben was a Managing Director and Head of US Government Bond trading for Morgan Stanley.
Ben earned a bachelor’s degree in History from Princeton University and is a graduate of Seton Hall Prep. He currently resides in Short Hills, NJ with his wife and 2 children. He holds FINRA licenses 7, 24, 63
James P. o'mealia
Head of Equity Portfolio Management
Mr. O’Mealia is the founder and President of Sunnymeath Asset Management, Inc., which manages a variety of investment partnerships, as well as separate accounts for high net worth individuals, endowments and foundations. In recent years, he also served as a manager of the Multi-Cap product for ICC Capital before its acquisition by Highland Capital. He previously served as the Vice CIO of Fox Asset Management, an RIA with $3.0 billion of assets under management, where he managed institutional equity, balanced and fixed income accounts and was a member of the firm's Investment and Management Committees. He previously served as a consultant to IBJ Schroder Bank & Trust. At McGlinn Capital Management, he was Chief Operating Officer and served as a manager of the firm’s equity and high yield investments and directed the firm’s research effort. He was previously the Vice President in charge of New York Life Insurance Company’s public equity and high yield investments and was directly responsible for the management of $1.2 billion of public mutual funds and insurance company assets. He began his career as an analyst for Argus Research where he covered a variety of industries.
Currently serving on the board of the National Association of Petroleum Investment Analysts, he is also a member of the Financial Planning Association of New Jersey. Active in his community, Jim has served as a member of the Board of Governors of Navesink Country Club, Treasurer of the Monmouth Conservation Foundation, Treasurer of the Count Basie Theatre Foundation, and as the Assistant Treasurer of the Rumson Country Day School. He has also served on The Rumson Country Day School’s Board of Trustees, The Hill School’s Board of Trustees, the Count Basie Theatre Foundation Advisory Board and the New Jersey Council for Economic Education. Mr. O’Mealia holds a BA degree with majors in English and Economics from St. Lawrence University.
Chief Compliance Officer
Mr. Weiss joined the firm in August 2016 as the Compliance Officer of R.Seelaus & Co. and Granite Springs Asset Management, LLC. He is responsible for ensuring that the firm and its employees are in compliance with industry and internal policies and procedures. In addition, Craig supervises the daily sales activity of the firm’s registered representatives. His career in compliance began almost 25 years ago writing policies and procedures for Merrill Lynch. His experience with fixed income started in 1995 when, for the next 14 years, Craig served as a Compliance Officer and then the Assistant Branch Manager for the flagship office of J.B. Hanauer & Co. He has since been responsible for compliance and supervision at several broker dealers and investment advisory firms including the Chief Compliance Officer at MJ Whitman and Belle Haven, another firm specializing in fixed income. Mr. Weiss is a graduate of Brandeis University with a bachelor’s degree in American Studies/Legal Studies.
Managing Director, Municipal Bond Investments
Tom Dalpiaz has over 30 years of experience in the municipal bond investment business. He started as a municipal bond credit analyst at Bank of New York, Merrill Lynch, and Weiss, Peck & Greer. Tom later transitioned from credit analysis to bond portfolio management and subsequently spent time working at Weiss, Peck & Greer, Sage Capital Management, Neuberger Berman, and Advisors Asset Management. In 2013, Tom joined Granite Springs as a managing director, tasked with overseeing bond portfolios for the firm's clients. In this role, he not only manages assets but also trades and researches the municipal bond market and regularly publishes a market commentary. Tom has had a series of articles published in Forbes and is the author of “Managing Municipal Bond Portfolios For High-Net-Worth Investors,” a chapter found in The Handbook of Municipal Bonds by Sylvan G. Feldstein and Frank J. Fabozzi.
Tom has a Bachelor of Arts in History and an MBA in Finance from Hofstra University. He holds FINRA licenses 7, 24, 63, and 65.
jerry a. grospe
Senior Vice President - Trading/Compliance
Mr. Grospe has over 20 years of experience in the financial audit, trading and compliance areas, and has been with Sunnymeath for 13 years. Prior to joining the firm, Jerry worked as an Internal Auditor for Fiduciary Trust Company International where he managed the financial audit team, initiated the use of electronic audit work papers, and served as the project manager for disaster recovery efforts subsequent to 9-11. He was previously a Vice President and the Director of Trading at IBJ Schroder Bank & Trust, where he was responsible for the firm's equity, fixed income and money market trading. Jerry was also responsible for the implementation of the company's STP trading and electronic routing system. He is a graduate of Fordham University, where he received a BA in Economics. He also coaches youth basketball and is on the board of the Staten Island Philippine American Group.
edward j. king
Senior Vice President - Research Analyst
Mr. King has over 40 years of conducting equity and fixed income research for a variety of firms, and has been with Sunnymeath for 12 years. Most recently, Ed served as a Credit Analyst in the Corporate Banking division of Wells Fargo, where he performed detailed credit analysis on companies in a variety of industries. Ed began his career on Wall Street in 1971 as a Statistician in the Research Department of First Boston Corporation. In 1976, after receiving his MBA, he joined Kidder Peabody and Company, Inc as a Research Associate. His analytical career began at Argus in 1979, where he was an analyst responsible for coverage of the electric and gas utilities. He subsequently joined Fitch, one of the top three ratings agencies, where he was a Fixed Income analyst. Ed earned his BBA in Accounting at Pace University and his MBA from Long Island University's Graduate School of Business.
Trading and Investor Relations Associate
Alisa got her start in financial services in 2012 through Morgan Stanley's fixed income summer analyst program. Upon completing the internship, she accepted a full-time offer from their fixed income division. She moved to New York following her graduation from Stanford University in 2013 and served as the analyst on the U.S. Government Bond trading desk until August of 2014. She joined R. Seelaus & Co. later that year as a business development associate.
Alisa grew up in Glenview, IL, a Northern suburb of Chicago. She found her love for competitive swimming at the age of 6 and chose to attend Stanford for its swimming program and academics. Her specialties were the 100m and 200m breaststrokes and the 200m individual medley. She graduated from Stanford in 2013 a three-time U.S. Swimming Olympic Trails qualifier with a B.A. in Classics, her concentration of study being Ancient Greek language and literature.
Alisa currently lives in New York City and holds FINRA licenses 7 & 63.
Senior Vice President
Raphaella Eliseo joined Granite Springs in March of 2010, bringing with her more than 20 years of experience working with private clients and institutional investors. Raphaella manages the the firm's administrative operations, including portfolio accounting and performance reporting, and ensures that Granite Springs complies with the CFA Institute's Global Investment Performance Standards (GIPS®). Prior to joining Granite Springs, Raphaella was a sales assistant at Brown Brothers Harriman & Co. for 7 years and a portfolio administrator at Williams, Jones & Associates for over 15 years.
Raphaella earned an Associate of Science degree in Business Administration from Kingsborough College.
Vice President of Institutional Marketing and Investor Relations
Amy Smoragiewicz joined Granite Springs in 2016 to launch an Institutional Marketing effort on the heels of the inception of the firm’s first commingled bond fund, the Total Return Fund. Previously she worked for JP Morgan as a Client Relationship Management (CRM) Project Manager and then as a Business Manager for Global Research, working with both internal and external clients on the Morgan Markets application. Prior to JP Morgan she worked for the asset manager John A. Levin & Co. as an Applications Manager in charge of the market data and CRM systems. She began her career with PricewaterhouseCoopers as a Management Consultant, specializing in SAP implementations.
Amy graduated from the University of Virginia with a BS in Commerce, Concentration in MIS, from the McIntire School of Commerce. She has been a Summit resident for the last 9 years along with her husband and three children.
Vice President - Performance/Analytics
Mrs. Crolius has over 20 years of experience in the investment industry with an extensive background in operations and trade reconciliation, and has been with Sunnymeath for the past 12 years. She most recently served as an assistant portfolio manager and performance analyst for Fox Asset Management. Previously, she worked at Checkfree Investment Services, providing portfolio management systems support to the investment and brokerage industries. She began her career with Merrill Lynch, where she worked as a financial analyst in the Consulting and Advisory Services division. Julie received her Bachelor of Science in Finance from Kean University.
Mary Jane Sauer
Vice President - Administration
Mrs. Sauer has over 40 years of experience in office administration. She previously worked at Fox Asset Management as an administrative assistant responsible for filing, recordkeeping and served as an assistant to the Chief Compliance Officer. She has also worked in the medical field providing clinical and administrative duties for various physicians.
Investment Advisor Representatives
Senior Vice President
Joe Felicetti began his career as an accountant with Smith Barney in 1983. While working full-time during the day, he attended night school at Fordham University. Since then, Joe has specialized in working with retirees and their heirs to protect their principal and ensure that their money lasts. He joined R. Seelaus & Co. in June of 2002 and Granite Springs in January of 2013. His practice focuses on retirement distribution and estate planning. Through February 2016 Joe was a member of Ed Slott’s Elite IRA Adviser Group.
Joe graduated from the Gabelli School of Business at Fordham in 1987 with a bachelor’s degree in Public Accounting & Finance. He holds FINRA licenses 7, 63, and 65.
Senior Vice President
Mary Parker has over 30 years of experience in the financial services sector. Before joining R. Seelaus & Co. in September of 2006 and Granite Springs in January of 2013, she was the first woman to be named to the management team within the municipal bond department at Merrill Lynch. Mary served as Vice President and Manager of Merrill's Northeast Municipal Bond Region, operating as a trader and underwriter of new issues. From there, Mary moved to McConnell, Budd & Romano in Morristown, NJ, a private investment banking and financial advisory firm focused solely on the bank and thrift sector. She helped the firm successfully launch a high-net-worth group while simultaneously heading the equity trading desk. Mary is a graduate of St. Lawrence University with a degree in Economics.
Mary advises high-net-worth individuals and families by helping them set financial goals in order to reach and maintain financial independence. Her expertise includes portfolio management as well as retirement, legacy, and estate planning. Mary also sits on the Granite Springs Management Committee.
She is licensed in life and health insurance through the NJ State Department of Banking and Insurance.
Mary is the Chair of the Summit YMCA Advisory Board. She is also on the Board of Trustees for the Greensboro Association in Greensboro, VT.
She holds FINRA licenses 4, 7, 24, 53, 55, 63, and 65.
Executive Vice President
Paul Stierhoff has over 30 years of experience in the investment industry. As a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner since 2003, Paul brings a wealth of knowledge and portfolio management expertise to his clients, working with high-net-worth individuals, families, business owners, corporations, and non-profits. Paul got his start in Merrill Lynch's futures division, before transitioning to roles offering more traditional investment services elsewhere on the street. He joined R. Seelaus & Co. in March of 1993 and Granite Springs in January of 2013. From 2013 through 2017, Paul has been recognized as a FIVE STAR Professional Wealth Manager in New Jersey, which is based on 10 objective criteria and administered by Crescendo Business Services, LLC. See the full award criteria here.
Paul is also active in charitable and philanthropic pursuits. He volunteers with Furniture Assist, an organization that provides furniture and household items free of charge to families with recognized needs. He is a trustee of the Henry S. & Agnes M. Truzack Foundation, a private charitable foundation that makes grants to worthwhile non-profit organizations. Paul also acts in an advisory capacity for the Drew University Center for Civic Engagement. Paul has been active in community as both a lacrosse and soccer coach and enjoys playing masters lacrosse in his spare time. He currently resides in Westfield, New Jersey with his wife and three children.
Paul holds FINRA licenses 7 and 63, and is also a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner.